EQUUS TOTAL RETURN, INC.
HOUSTON · TX
Moderate confidence (50%)
Updated Oct 19, 2026, 12:07 AM
What is happening
Derived by rule set status-rules-2026.09.7
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
Latest material event: EQUUS TOTAL RETURN, INC. received a delisting notice from its exchange (Oct 13, 2026)
Timeline
Every material event, newest first. History is never overwritten.
EQUUS TOTAL RETURN, INC. received a delisting notice from its exchange
Oct 13, 2026
Delisting notice received
- SEC EDGAR — “Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On October 6, 2026, Equus Total Return, Inc. (the “Company”) was notified by the New York Stock Exchange (the “NYSE”) that it is not in compliance with Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s Common Stock (the “Common Stock”) was less than $1.00 over a consecutive 30 trading-day period. The notice does not result in the immediate delisting of the Company’s Common Stock from the…”
Company information
- Founded
- —
- Employees (estimate)
- —
- Industry
- —
- Subindustry
- —
- Listing
- SEC lists the ticker EQS on NYSE.
- SEC CIK
- 0000878932
- Website
- —
- —
- Headquarters
- HOUSTON, TX
- Also known as
- EQUUS II INC
- Legal entities
- EQUUS TOTAL RETURN, INC.
Sources
Every material source used to build this profile.
SEC Company Submissions (TIER 1 · UNVERIFIED)
EQUUS TOTAL RETURN, INC. — HOUSTON, TX
View source recordSEC EDGAR (TIER 1 · UNVERIFIED)
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On October 6, 2026, Equus Total Return, Inc. (the “Company”) was notified by the New York Stock Exchange (the “NYSE”) that it is not in compliance with Section 802.01C of the NYSE Listed Company Manual because the average closing price of the Company’s Common Stock (the “Common Stock”) was less than $1.00 over a consecutive 30 trading-day period. The notice does not result in the immediate delisting of the Company’s Common Stock from the…
View source record
Status history
Every derived status, with the rule that produced it.
- UNKNOWN → DISTRESS_SIGNALLISTING_STANDARDS_WARNING · Oct 18, 2026, 12:07 AM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.