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Shuttingdown

First Foundation Inc.

State Commercial Banks · IRVING · TX

No longer listed

High confidence (85%)

Updated Sep 30, 2026, 12:04 AM

What is happening

Derived by rule set status-rules-2026.09.7

The company deregistered its securities and stopped filing with the SEC. Companies do that when they are acquired, when they go private, and when they fail; the filing does not say which.

Latest material event: First Foundation Inc. deregistered its securities (Apr 13, 2026)

Timeline

Every material event, newest first. History is never overwritten.

  1. First Foundation Inc. deregistered its securities

    Apr 13, 2026

    Registration withdrawn

    • SEC EDGAR — “15-12G 1 e26197_ffwm-1512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36461 FIRST FOUNDATION INC. (Exact name of registrant as specified in its charter) 1400 16th Street, Suite 250, Denver, Colorado 80202 (303) 831-6704 ( Address, including zip code, and telephone number, including area code, of principal exe…”

  2. First Foundation Inc. received a delisting notice from its exchange

    Apr 1, 2026

    Delisting notice received

    • SEC EDGAR — “Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As a result of the Merger, First Foundation no longer fulfills the listing requirements of the New York Stock Exchange (the NYSE ). First Foundation notified the NYSE that trading in First Foundation common stock should be suspended and the listing of First Foundation common stock should be removed, in each case effective as of the Effective Time, and requested that the NYSE file with the U.S. Securities and Exchange Commission (the SEC ) a notification of removal from listing and reg…”

  3. First Foundation Inc. was delisted from its exchange

    Apr 1, 2026

    Delisting effective

    • SEC EDGAR — “X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 0001413837 First Foundation Inc. 001-36461 5221 N. O Connor Blvd. Ste 1378 Irving TX TEXAS 75039 949-222-2030 Common Stock 17 CFR 240.12d2-2(a)(3) Victoria Paper Manager, Market Watch 2026-04-01”

Company information

Founded
—
Employees (estimate)
—
Industry
State Commercial Banks
Subindustry
—
SEC CIK
0001413837
Website
—
LinkedIn
—
Headquarters
IRVING, TX
Also known as
KELLER FINANCIAL GROUP
Legal entities
First Foundation Inc.

Sources

Every material source used to build this profile.

  • SEC Company Submissions (TIER 1 · UNVERIFIED)

    First Foundation Inc. — State Commercial Banks (SIC 6022) — IRVING, TX
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    15-12G 1 e26197_ffwm-1512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-36461 FIRST FOUNDATION INC. (Exact name of registrant as specified in its charter) 1400 16th Street, Suite 250, Denver, Colorado 80202 (303) 831-6704 ( Address, including zip code, and telephone number, including area code, of principal exe…
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    X0203 0000876661 NEW YORK STOCK EXCHANGE LLC 0001413837 First Foundation Inc. 001-36461 5221 N. O Connor Blvd. Ste 1378 Irving TX TEXAS 75039 949-222-2030 Common Stock 17 CFR 240.12d2-2(a)(3) Victoria Paper Manager, Market Watch 2026-04-01
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As a result of the Merger, First Foundation no longer fulfills the listing requirements of the New York Stock Exchange (the NYSE ). First Foundation notified the NYSE that trading in First Foundation common stock should be suspended and the listing of First Foundation common stock should be removed, in each case effective as of the Effective Time, and requested that the NYSE file with the U.S. Securities and Exchange Commission (the SEC ) a notification of removal from listing and reg…
    View source record

Status history

Every derived status, with the rule that produced it.

  • DISTRESS_SIGNAL → NO_LONGER_LISTEDPUBLIC_LISTING_ENDED · Sep 18, 2026, 01:31 AM

    The company deregistered its securities and stopped filing with the SEC. Companies do that when they are acquired, when they go private, and when they fail; the filing does not say which.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALLISTING_STANDARDS_WARNING · Sep 18, 2026, 01:11 AM

    An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 15, 2026, 12:33 PM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 13, 2026, 12:04 AM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 8, 2026, 04:29 AM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • UNKNOWN → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 8, 2026, 04:24 AM

    An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.