Firsthand Technology Value Fund, Inc.
SAN JOSE · CA
Moderate confidence (50%)
Updated Oct 13, 2026, 12:04 AM
What is happening
Derived by rule set status-rules-2026.09.7
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
Latest material event: Firsthand Technology Value Fund, Inc. received a delisting notice from its exchange (Aug 18, 2026)
Timeline
Every material event, newest first. History is never overwritten.
Firsthand Technology Value Fund, Inc. received a delisting notice from its exchange
Aug 18, 2026
Delisting notice received
- SEC EDGAR — “Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Upon the Company s submission of the withdrawal of its election to be treated as a business development company (see Item 8.01 below), it will file to delist its common stock from the over-the-counter market (known as OTCQB). Accordingly, the Company s shares will cease trading. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Effective at the close of business on August 17, 2…”
Company information
- Founded
- —
- Employees (estimate)
- —
- Industry
- —
- Subindustry
- —
- Listing
- SEC lists the ticker SVVC on OTC.
- SEC CIK
- 0001495584
- Website
- —
- —
- Headquarters
- SAN JOSE, CA
- Also known as
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- Legal entities
- Firsthand Technology Value Fund, Inc.
Sources
Every material source used to build this profile.
SEC Company Submissions (TIER 1 · UNVERIFIED)
Firsthand Technology Value Fund, Inc. — SAN JOSE, CA
View source recordSEC EDGAR (TIER 1 · UNVERIFIED)
Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. Upon the Company s submission of the withdrawal of its election to be treated as a business development company (see Item 8.01 below), it will file to delist its common stock from the over-the-counter market (known as OTCQB). Accordingly, the Company s shares will cease trading. Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Effective at the close of business on August 17, 2…
View source record
Status history
Every derived status, with the rule that produced it.
- DISTRESS_SIGNAL → DISTRESS_SIGNALLISTING_STANDARDS_WARNING · Sep 18, 2026, 01:29 AM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
- DISTRESS_SIGNAL → DISTRESS_SIGNALLISTING_STANDARDS_WARNING · Sep 18, 2026, 01:13 AM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
- DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 15, 2026, 12:35 PM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
- DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 13, 2026, 12:04 AM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.
- UNKNOWN → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 8, 2026, 03:36 AM
An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.