Netcapital Inc.

SEC EDGAR (TIER 1 · UNVERIFIED)

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. As previously disclosed, on February 4, 2026, Netcapital Inc. (the Company ) received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC ( Nasdaq ) notifying the Company that the closing bid price of its common stock had been below $1.00 per share for 30 consecutive business days, and that the Company therefore did not comply with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a)(2). On October 7, 2026, the Company received a l…

SEC EDGAR (TIER 1 · UNVERIFIED)

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On September 21, 2026, Netcapital Inc. (the Company ) received a letter (the Notice ) from the Listing Qualifications Department of The Nasdaq Stock Market LLC ( Nasdaq ) notifying the Company that, because the Company has not yet filed its Quarterly Report on Form 10-Q for the fiscal quarter ended July 31, 2026 (the Form 10-Q ), and remains delinquent in filing its Annual Report on Form 10-K for the fiscal year ended April 30, 2026 (the Form 10-K ), the Company does not comply with…

SEC Company Submissions (TIER 1 · UNVERIFIED)

Netcapital Inc. — Finance Services (SIC 6199) — BOSTON, MA

SEC EDGAR (TIER 1 · UNVERIFIED)

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On February 4, 2026, Netcapital Inc. (the Company ) was notified (the Notification Letter ) by The Nasdaq Stock Market, LLC ( Nasdaq ) that it is not in compliance with the minimum bid price requirements set forth in Nasdaq Listing Rule 5550(a)(2) for continued listing on The Nasdaq Capital Market. Nasdaq Listing Rule 5550(a)(2) requires listed securities to maintain a minimum bid price of $1.00 per share, and Nasdaq Listing Rule 5810(c)(3)(A) provides that a failure to meet the minim…

SEC EDGAR (TIER 1 · UNVERIFIED)

Item 3.01. Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 24, 2026, Netcapital Inc. (the Company ) received a delinquency notification letter (the Notice ) from the Listing Qualifications Department (the Staff ) of The Nasdaq Stock Market LLC ( Nasdaq ) notifying the Company that, because the Company has not yet filed its Annual Report on Form 10-K for the fiscal year ended April 30, 2026 (the Form 10-K ), the Company is no longer in compliance with Nasdaq Listing Rule 5250(c)(1), which requires listed companies to timely file all…

SEC EDGAR (TIER 1 · UNVERIFIED)

Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On August 7, 2026, the Company received a letter (the Letter ) from the Listing Qualifications Staff (the Staff ) of The Nasdaq Stock Market LLC ( Nasdaq ) notifying the Company that, although the Company has not regained compliance with the minimum $1.00 per share closing bid price requirement for continued listing on The Nasdaq Capital Market set forth in Nasdaq Listing Rule 5550(a)(2) (the Minimum Bid Price Requirement ), the Staff has determined that the Company is eligible for an…