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Shuttingdown

SWK Holdings Corp

Miscellaneous Business Credit Institution · DALLAS · TX

No longer listed

High confidence (85%)

Updated Oct 3, 2026, 12:04 AM

What is happening

Derived by rule set status-rules-2026.09.7

The company deregistered its securities and stopped filing with the SEC. Companies do that when they are acquired, when they go private, and when they fail; the filing does not say which.

Latest material event: SWK Holdings Corp deregistered its securities (Apr 16, 2026)

Timeline

Every material event, newest first. History is never overwritten.

  1. SWK Holdings Corp deregistered its securities

    Apr 16, 2026

    Registration withdrawn

    • SEC EDGAR — “15-12G 1 e26193_swkh-1512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39184 SWK Holdings Corporation (Exact name of registrant as specified in its charter) 5956 Sherry Lane, Suite 2000 Dallas, TX 75225 (972) 687-7250 (Address, including zip code, and telephone number, including area code, of registrant’s…”

  2. SWK Holdings Corp was delisted from its exchange

    Apr 6, 2026

    Delisting effective

    • SEC EDGAR — “X0203 0001354457 Nasdaq Stock Market LLC 0001089907 SWK Holdings Corp 000-27163 5956 Sherry Lane, Suite 2000 Dallas TX TEXAS 75225 (972) 687-7250 Common Stock 17 CFR 240.12d2-2(a)(3) Jennifer Fainer CDO Analyst 2026-04-06”

  3. SWK Holdings Corp received a delisting notice from its exchange

    Apr 6, 2026

    Delisting notice received

    • SEC EDGAR — “Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. The information set forth under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference. On April 6 2026, in connection with the consummation of the Mergers, the Company notified The Nasdaq Stock Market LLC ( Nasdaq ) that the Mergers had been consummated and requested that the trading of the Company Common Stock on Nasdaq be suspended prior to market open on April 6, 2026 and that the listing of the shares of the Company Common Stock on Nasdaq be withdrawn. I…”

Company information

Founded
—
Employees (estimate)
—
Industry
Miscellaneous Business Credit Institution
Subindustry
—
Listing
SEC lists the tickers SWKH and SWKHL on Nasdaq.
SEC CIK
0001089907
Website
—
LinkedIn
—
Headquarters
DALLAS, TX
Also known as
KANA COMMUNICATIONS INC, KANA SOFTWARE INC
Legal entities
SWK Holdings Corp

Sources

Every material source used to build this profile.

  • SEC Company Submissions (TIER 1 · UNVERIFIED)

    SWK Holdings Corp — Miscellaneous Business Credit Institution (SIC 6159) — DALLAS, TX
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    15-12G 1 e26193_swkh-1512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39184 SWK Holdings Corporation (Exact name of registrant as specified in its charter) 5956 Sherry Lane, Suite 2000 Dallas, TX 75225 (972) 687-7250 (Address, including zip code, and telephone number, including area code, of registrant’s…
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    X0203 0001354457 Nasdaq Stock Market LLC 0001089907 SWK Holdings Corp 000-27163 5956 Sherry Lane, Suite 2000 Dallas TX TEXAS 75225 (972) 687-7250 Common Stock 17 CFR 240.12d2-2(a)(3) Jennifer Fainer CDO Analyst 2026-04-06
    View source record

  • SEC EDGAR (TIER 1 · UNVERIFIED)

    Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. The information set forth under Item 2.01 of this Current Report on Form 8-K is incorporated herein by reference. On April 6 2026, in connection with the consummation of the Mergers, the Company notified The Nasdaq Stock Market LLC ( Nasdaq ) that the Mergers had been consummated and requested that the trading of the Company Common Stock on Nasdaq be suspended prior to market open on April 6, 2026 and that the listing of the shares of the Company Common Stock on Nasdaq be withdrawn. I…
    View source record

Status history

Every derived status, with the rule that produced it.

  • DISTRESS_SIGNAL → NO_LONGER_LISTEDPUBLIC_LISTING_ENDED · Sep 18, 2026, 01:29 AM

    The company deregistered its securities and stopped filing with the SEC. Companies do that when they are acquired, when they go private, and when they fail; the filing does not say which.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALLISTING_STANDARDS_WARNING · Sep 18, 2026, 01:14 AM

    An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 15, 2026, 12:34 PM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 12, 2026, 12:05 AM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 11, 2026, 12:02 AM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • DISTRESS_SIGNAL → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 8, 2026, 04:29 AM

    The company stopped being publicly listed. That happens to failing companies and to acquired ones alike.

  • UNKNOWN → DISTRESS_SIGNALPUBLIC_LISTING_ENDED · Sep 8, 2026, 04:24 AM

    An exchange warned the company it no longer meets the listing standards. Companies regain compliance often.